Search for: "Securities and Exchange Commission v. Booth" Results 1 - 13 of 13
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12 Nov 2021, 6:07 am
Securities and Exchange Commission, on Thursday, November 11, 2021 Tags: Hedge funds, Institutional Investors, Mutual funds, Private equity, Private funds, SEC, SEC rulemaking, Securities regulation, Transparency [read post]
23 Apr 2018, 3:15 pm by Mark Walsh
Securities and Exchange Commission, about whether that agency’s administrative law judges are “officers” of the United States under the Constitution’s appointments clause. [read post]
4 Nov 2022, 6:30 am
Securities and Exchange Commission, on Monday, October 31, 2022 Tags: Investment advisers, Investment Advisers Act, legal framework, regulation, SEC, SEC enforcement Lessons from Twitter v. [read post]
6 Sep 2023, 9:01 pm by renholding
The CAT funding model we are considering is the product of the CAT LLC, the decisions of which are made by an operating committee consisting of members appointed by each of the self-regulatory organizations (“SROs”)—national securities exchanges and FINRA—who are participants in the CAT NMS Plan (“plan participants”). [read post]
19 Mar 2017, 9:30 pm by Jerry Ellig
Securities and Exchange Commission (SEC) regulations on the basis of faulty economic analysis. [read post]
19 Mar 2017, 9:30 pm by Jerry Ellig
Securities and Exchange Commission (SEC) regulations on the basis of faulty economic analysis. [read post]
2 Jan 2012, 4:17 pm
Lincoln is quickly dubbed “Bush v. [read post]
18 Aug 2009, 6:18 am
The Submitting Professors welcome the opportunity to provide comments to the Securities and Exchange Commission (the "SEC") on its proposed rule Facilitating Shareholder Director Nominations (the "Proposed Rule"). [read post]